Holistic Payments and Financing — Forex / Prop Firm Intake

Before We Start

Who Referred You?

Let us know how you found us.

Referred by *

TradeLocker

TradeTechSolutions

Other

If other, who referred you?

Section 1 of 7

Business Background

Tell us about your company and its history.

Company / Brand Name *

What type of business are you? *

Prop firm

Forex broker

Both

Other

How long have you been operating? *

Entity type

Where is your entity incorporated? *

Do you have additional entities in other jurisdictions? (common for forex businesses)

Website URL

Do you operate any other businesses? (education, signal services, etc.)

Yes

No

If yes, describe and share processing history (include dispute rate)

Section 2 of 7

Licensing & Regulation

Regulatory status is the #1 factor processors evaluate for forex businesses.

Do you hold any regulatory licenses? *

Yes

In progress

No — prop firm model

If licensed, which regulators? (select all that apply)

FCA (UK)

CySEC

ASIC

NFA / CFTC

Offshore

Other

If other, specify

Do you have a MetaTrader 4 or 5 license? (white-label or full)

Full license

White-label

Other platform

None yet

What restricted countries do you block? (OFAC sanctioned, US traders if offshore, etc.)

Section 3 of 7

Business Model

How your revenue model works — this directly affects risk assessment.

What are your primary revenue streams? * (select all that apply)

Challenge / eval fees

Spreads / commissions

Subscription fees

Education / courses

Signals / copy trading

Client deposits

If you run a prop/challenge model, what are your challenge fee price points?

What is the approximate pass rate on your challenges? (processors want to see this)

Are your funded accounts trading real capital or simulated? *

Live capital

Simulated

Hybrid

N/A — broker

Do you offer refundable challenge fees? (refund on first payout, etc.)

Yes — on first payout

Partial

Non-refundable

N/A

What is your profit split with funded traders?

What instruments can traders access?

Forex pairs

Indices

Commodities

Crypto CFDs

Stocks

Section 4 of 7

KYC, AML & Fraud Prevention

Processors need to know you're not a money laundering or fraud risk.

Do you perform KYC (Know Your Customer) verification on all customers? *

Yes — before purchase

Before payout only

Above a threshold

No

Do you have AML (Anti-Money Laundering) policies and procedures documented?

Yes

No

What fraud prevention tools do you use? (select all that apply)

3D Secure

Device fingerprinting

Velocity checks

IP / geo blocking

None currently

How do you handle failed trader disputes / refund requests? (this is a major chargeback driver)

Do you have a chargeback prevention / alert service in place? (Ethoca, Verifi/CDRN, Chargebacks911, etc.)

Yes

No

If yes, which service(s)?

Section 5 of 7

Current Processing Setup

We know most forex businesses are already working with processors. Be transparent here.

How many payment processors are you currently using? *

List your current processors / PSPs (we won't contact them)

Why are you looking for additional / new processing? *

Better rates

Lower reserve

Terminated

Diversifying

New geo coverage

Faster settlements

Have you ever been terminated by a processor, placed on MATCH/TMF, or had funds held?

Yes

No

If yes, explain what happened

Do you currently have any funds being held or in rolling reserve?

Yes

No

Section 6 of 7

Transaction & Risk Profile

Volume, chargebacks, and geographic breakdown.

Current monthly processing volume *

Average transaction size

Current chargeback / dispute rate *

What is your current refund rate?

Where are your customers geographically? (top regions)

United States

Europe

UK

LATAM

Asia

Africa

MENA

What percentage of your transactions are card-based vs. alternative payment methods?

What currencies do you process in?

Section 7 of 7

Processing Needs

What you're looking for from us.

What payment methods do you need? * (select all that apply)

Credit / debit cards

Crypto

Wire / bank transfer

Local APMs

ACH / eCheck

What settlement speed do you need?

Daily (T+1)

Weekly

Flexible

Are you open to a rolling reserve? (standard for forex/prop firms)

Yes

Depends on terms

No

Do you need smart routing / cascading across multiple acquirers?

Yes

No

Tell me more

Anything else we should know?

No personal or financial information is collected in this form.

Forex & Prop Firm Pre-Qualification

Application Received